How We Work

Our mission is to get to know and understand your needs, wants, and long-term goals. We want to help you develop, implement, and monitor a strategy that’s designed to address your individual situation.

We understand the challenges families face today.

From managing debt to saving for college to retirement, these personal finance challenges can be overwhelming. Our commitment is to utilize all our resources to help you pursue your goals.

We believe in thinking “out of the box” and we are not afraid to challenge conventional wisdom in our approach to investing and preserving wealth. All of our energy, commitment, and efforts are focused on you, the client, and your satisfaction.

Our clients have the freedom to choose how they want to compensate our advisors. You can choose a traditional brokerage commissioned-based relationship. This permits you to pay for individual transactions.

Alternatively, we offer a fee-based relationship. We encourage a fee-based relationship where your financial advisor has a fiduciary responsibility to keep each client’s best interest at heart. A fee-based relationship is one where your advisor charges you for their services by collection a percentage of the total investment portfolio. Either way it’s your choice.

Investment Solutions

  • Mutual Fund
  • Structured Products
  • Annuities
  • ETFs & ETNs
  • Fixed Income
  • Insurance
  • Unit Investment Trusts
  • Cash & Banking Solutions

Fee-Based Solutions

  • Strategic Asset Management (SAM)
  • Model Wealth Portfolios (MWP)
  • Optimum Market Portfolios (OMP)
  • Personal Wealth Portfolios (PWP)
  • Manager Select

Wealth Planning

  • Financial Planning
  • Retirement Planning
  • Education Planning
  • Risk Management
  • Estate Planning
  • Trust Services

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.  |  (559) 325-6935